David Nickson Kent

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- [FCA CF] Client dealing (16 Oct 2023 to 30 Sep 2025)
Singer Capital Markets Advisory LLP (no longer approved here)
FRN 568323
- [FCA CF] Client dealing (16 Oct 2023 to 30 Sep 2025)
W H Ireland Limited (no longer approved here)
FRN 140773
- [FCA CF] Functions requiring qualifications (25 Oct 2022 to 31 Mar 2023)
- [FCA CF] Client dealing (25 Oct 2022 to 1 Sep 2023)
Peel Hunt LLP (no longer approved here)
FRN 530083
- [FCA CF] Client dealing (9 Dec 2019 to 20 Apr 2022)
- CF30 Customer (19 Mar 2018 to 8 Dec 2019)
Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- CF30 Customer (6 Jul 2015 to 20 Jan 2018)
KNG Securities LLP (no longer approved here)
FRN 402459
- CF1 Director (AR) (11 Jul 2014 to 29 Jun 2015)
- CF30 Customer (16 Oct 2013 to 29 Jun 2015)
Corsair Capital Partners Ltd (no longer approved here)
FRN 627457
- Employed By (8 Jul 2014 to 29 Jun 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.