David Morley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Candriam
FRN 973249
- SMF19 Head of Overseas Branch/Head of Overseas (since 31 Jul 2023)
- SMF3 Executive Director (since 31 Jul 2023)
Lombard Odier Asset Management (Europe) Limited (no longer approved here)
FRN 515393
- CF30 Customer (14 Jan 2013 to 28 Nov 2014)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF30 Customer (1 Nov 2007 to 11 Jan 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.