David John Lawton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

China Minsheng Banking Corporation Limited London Branch (no longer approved here)
FRN 995574
- SMF16 Compliance Oversight (2 Apr 2024 to 9 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (2 Apr 2024 to 9 Sep 2025)
Agricultural Bank of China Limited London Branch (no longer approved here)
FRN 780077
- SMF16 Compliance Oversight (22 Nov 2017 to 27 Jun 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (22 Nov 2017 to 27 Jun 2023)
National Bank of Egypt (UK) Limited (no longer approved here)
FRN 204520
- SMF17 Money Laundering Reporting Officer (MLRO) (6 Sep 2016 to 8 Nov 2016)
DBS Bank Limited (no longer approved here)
FRN 204650
- CF10 Compliance Oversight (11 Jun 2015 to 27 Jan 2016)
- CF11 Money Laundering Reporting (11 Jun 2015 to 27 Jan 2016)
The Norinchukin Bank (no longer approved here)
FRN 204685
- CF11 Money Laundering Reporting (8 Aug 2011 to 17 Apr 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.