Agricultural Bank of China Limited London Branch

• Principal Place of Business

  7/F 1 Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402071548300

  Web

  https://www.uk.abchina.com

• Complaints Contact

  7/F 1Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402071548398

• Bank Deposits

  For Eligible Counterparty, Professional

  Show 2 limitations Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accepting wholesale deposits only

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Adrian Phillip Burbanks

  IRN APB01180

  • SMF4 Chief Risk (since 22 Nov 2017)
• Asad Tayabali

  IRN AXT11932

  • SMF5 Head of Internal Audit (since 24 May 2019)
• Chong Zhai

  IRN CXZ00038

  • [FCA CF] Material risk taker (since 12 Dec 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 12 Dec 2022)
• Dapeng Li

  IRN DXL33934

  • [PRA CF] Significant risk taker or Material risk taker (1 Feb 2017 to 31 Oct 2022)
  • [FCA CF] Material risk taker (1 Feb 2017 to 31 Oct 2022)
• David John Lawton

  IRN DJL00055

  • SMF16 Compliance Oversight (22 Nov 2017 to 27 Jun 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (22 Nov 2017 to 27 Jun 2023)
• Dean Graham

  IRN DXG00474

  • SMF16 Compliance Oversight (21 Aug 2023 to 16 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Aug 2023 to 16 Jul 2025)
• Fang Luo

  IRN FXL01185

  • [FCA CF] Material risk taker (7 Mar 2016 to 30 Sep 2020)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Sep 2020)
• Guo Gu

  IRN GXG01391

  • SMF2 Chief Finance (since 4 Jan 2024)
• Hsiangju Lin

  IRN HXL33931

  • [PRA CF] Significant risk taker or Material risk taker (since 8 Apr 2019)
  • [FCA CF] Material risk taker (since 8 Apr 2019)
• Huimin Ji

  IRN HXJ01109

  • SMF24 Chief Operations (6 Sep 2019 to 13 Nov 2020)

No changes recorded yet.