David John Charters

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Access Bank UK Limited

    FRN 478415

    • SMF9 Chair of the Governing Body (since 10 May 2024)
    • SMF12 Chair of the Remuneration Committee (since 15 Mar 2019)
    • SMF14 Senior Independent Director (16 Nov 2023 to 25 Mar 2024)
    • SMF10 Chair of the Risk Committee (15 Mar 2019 to 1 Jan 2026)
  • Trinity Investment Partners Limited (no longer approved here)

    FRN 739696

    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2023)
    • CF11 Money Laundering Reporting (24 Jun 2016 to 8 Dec 2019)
    • CF1 Director (24 Jun 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (24 Jun 2016 to 8 Dec 2019)
  • Partner Capital Limited (no longer approved here)

    FRN 171458

    • CF4 Partner (15 Jan 2008 to 9 Aug 2017)
    • CF30 Customer (15 Jan 2008 to 9 Aug 2017)
  • TASSI & CO. LIMITED (no longer approved here)

    FRN 451422

    • CF30 Customer (1 Nov 2007 to 2 Jan 2008)
    • CF23 Corporate Finance Adviser (29 Jun 2006 to 31 Oct 2007)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • CF2 Non Executive Director (23 May 2005 to 27 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.