TASSI & CO. LIMITED

Date authorised
1 April 2013
Companies House
05707207
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    50 Sloane Avenue
    London
    SW3 3DD
    UNITED KINGDOM
    Phone
    +447770496903
    Web
    https://www.tassi.co.uk

  • Complaints Contact

    50 Sloane Avenue
    London
    SW3 3DD
    UNITED KINGDOM
    Phone
    +447770496903

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Charters

    IRN DJC01206

    • CF30 Customer (1 Nov 2007 to 2 Jan 2008)
    • CF23 Corporate Finance Adviser (29 Jun 2006 to 31 Oct 2007)
  • Gian Luigi Costanzo

    IRN GLC01058

    • CF30 Customer (1 Apr 2014 to 19 Sep 2018)
  • Marco Guido Bonetti

    IRN MGB01061

    • CF30 Customer (since 6 Apr 2021)
    • CF1 Director (AR) (since 6 Apr 2021)
    • CF30 Customer (20 Jan 2016 to 25 Apr 2016)
  • Matteo Battaglia

    IRN MXB02146

    • CF30 Customer (8 Feb 2010 to 26 Mar 2013)
  • Maurizio Bruno Tassi

    IRN MBT01010

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (15 Jun 2006 to 31 Oct 2007)
    • CF3 Chief Executive (8 Jun 2006 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (8 Jun 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (8 Jun 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (8 Jun 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Jun 2006 to 8 Dec 2019)
    • CF1 Director (8 Jun 2006 to 8 Dec 2019)
  • Michael Brian Henry Law

    IRN MBL01013

    • CF30 Customer (25 Jan 2017 to 19 Sep 2018)
  • Paolo Bellingeri

    IRN PXB02015

    • CF30 Customer (25 Nov 2010 to 26 Sep 2016)
  • Roger Giles Mayhew

    IRN RGM01049

    • CF30 Customer (10 Feb 2016 to 19 Sep 2018)
  • Timothy Charles Denis Shanagher

    IRN TCS01038

    • CF30 Customer (28 Jun 2017 to 19 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.