David James Ker Turnbull

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Zennor Asset Management LLP (no longer approved here)
FRN 218549
- CF4 Partner (28 Nov 2007 to 12 Aug 2008)
- CF26 Customer Trading (5 Mar 2004 to 31 May 2006)
- CF10 Compliance Oversight (6 Feb 2003 to 31 May 2006)
- CF11 Money Laundering Reporting (6 Feb 2003 to 31 May 2006)
Morant Wright Management Limited (no longer approved here)
FRN 189419
- CF27 Investment Management (1 Jun 2006 to 1 Nov 2007)
- CF1 Director (1 Jun 2006 to 1 Nov 2007)
- CF26 Customer Trading (1 Jun 2006 to 1 Nov 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.