Morant Wright Management Limited

• Principal Place of Business

  43 St. James's Place

  London

  SW1A 1NS

  UNITED KINGDOM

  Phone

  +4402074999980

  Web

  https://www.morantwright.co.uk

• Complaints Contact

  43 St James's Place

  London

  SW1A 1NS

  UNITED KINGDOM

  Phone

  +4402074999980

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Retail Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Alasdair Alan Dewar McKerrell

  IRN AAM01059

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (23 Aug 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Sep 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Sep 2006 to 8 Dec 2019)
• Amanda Diana Lawes

  IRN ADL01051

  • CF20 Significant Mgt (Settlements) (1 May 2002 to 25 Jun 2004)
• Andrew Neil Millward

  IRN ANM01010

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (6 Dec 2011 to 8 Dec 2019)
  • CF30 Customer (2 Mar 2009 to 8 Dec 2019)
• David James Ker Turnbull

  IRN DJT01149

  • CF26 Customer Trading (1 Jun 2006 to 1 Nov 2007)
  • CF27 Investment Management (1 Jun 2006 to 1 Nov 2007)
  • CF1 Director (1 Jun 2006 to 1 Nov 2007)
• Denis Henry Clough

  IRN DHC01021

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (6 Dec 2011 to 8 Dec 2019)
  • CF30 Customer (15 Mar 2010 to 8 Dec 2019)
• Ian Kenneth Wright

  IRN IKW01003

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2006)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Sep 2006)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Nicholas Gabriel Sinclair

  IRN NXS00107

  • SMF3 Executive Director (since 21 Dec 2023)
  • [FCA CF] Client dealing (4 Dec 2020 to 23 Sep 2024)
• Randeep Chandra

  IRN RXC00449

  • SMF3 Executive Director (since 31 Jan 2022)
• Richard John Phillips

  IRN RJP01098

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF29 Significant management (1 Nov 2007 to 25 Jan 2008)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF20 Significant Mgt (Settlements) (15 Jul 2004 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Stephen Peter Morant

  IRN SPM01143

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (5 Feb 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.