Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • SMF9 Chair of the Governing Body (11 Mar 2020 to 16 Aug 2021)
    • SMF3 Executive Director (9 Dec 2019 to 29 Nov 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 29 Nov 2024)
    • CF1 Director (28 Aug 2019 to 8 Dec 2019)
    • CF3 Chief Executive (28 Aug 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (28 Aug 2019 to 29 Nov 2024)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • SMF18 Other Overall Responsibility (10 Dec 2018 to 15 Jul 2019)
    • CF29 Significant management (14 Nov 2017 to 9 Dec 2018)
  • Aegon Investments Limited (no longer approved here)

    FRN 788212

    • CF3 Chief Executive (7 Jun 2018 to 25 Apr 2019)
    • CF1 Director (7 Jun 2018 to 15 Jul 2019)
  • AEGON INVESTMENT SOLUTIONS LTD. (no longer approved here)

    FRN 543123

    • CF29 Significant management (30 May 2017 to 15 Jul 2019)
  • Suffolk Life Annuities Limited (no longer approved here)

    FRN 110468

    • CF1 Director (29 May 2015 to 4 Nov 2015)
    • CF8 Apportionment and Oversight (5 Jan 2011 to 30 Jun 2013)
    • CF3 Chief Executive (5 Jan 2011 to 30 Jun 2013)
  • Suffolk Life Pensions Limited (no longer approved here)

    FRN 116298

    • CF1 Director (29 May 2015 to 4 Nov 2015)
    • CF3 Chief Executive (5 Jan 2011 to 30 Jun 2013)
  • Cofunds Limited (no longer approved here)

    FRN 194734

    • CF3 Chief Executive (17 Dec 2013 to 19 Jun 2018)
    • CF1 Director (19 Jul 2013 to 15 Jul 2019)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF29 Significant management (1 Nov 2007 to 1 Apr 2009)
    • CF20 Significant Mgt (Settlements) (30 Oct 2006 to 31 Oct 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF20 Significant Mgt (Settlements) (30 Oct 2006 to 1 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

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