Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 12 Dec 2025)
    • SMF16 Compliance Oversight (since 3 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jul 2023)
    • SMF27 Partner (since 3 Jul 2023)
  • Rokos Capital Management LLP (no longer approved here)

    FRN 679721

    • [FCA CF] Significant management (3 Jul 2020 to 16 Aug 2021)
    • [FCA CF] Material risk taker (3 Jul 2020 to 16 Aug 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Jan 2020)
    • CF4 Partner (1 Aug 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Sep 2015 to 30 May 2017)
    • CF11 Money Laundering Reporting (28 Sep 2015 to 30 May 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.