David Andrew Paterson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cofunds Limited (no longer approved here)

    FRN 194734

    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Apr 2020)
    • CF10 Compliance Oversight (7 Mar 2018 to 8 Dec 2019)
  • AEGON INVESTMENT SOLUTIONS LTD. (no longer approved here)

    FRN 543123

    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Apr 2020)
    • CF10 Compliance Oversight (3 Sep 2015 to 8 Dec 2019)
  • Aegon Investments Limited (no longer approved here)

    FRN 788212

    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Apr 2020)
    • CF10 Compliance Oversight (7 Jun 2018 to 8 Dec 2019)
  • STONEBRIDGE INTERNATIONAL INSURANCE LTD. (no longer approved here)

    FRN 203188

    • SMF16 Compliance Oversight (25 May 2019 to 9 Apr 2020)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • SMF16 Compliance Oversight (10 Dec 2018 to 9 Apr 2020)
    • CF10 Compliance Oversight (3 Sep 2015 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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