David Alexander Berney

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sarasin & Partners LLP (no longer approved here)
FRN 475111
- SMF5 Head of Internal Audit (21 Jun 2024 to 30 May 2025)
SARASIN ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 163584
- [FCA CF] Material risk taker (8 May 2024 to 30 May 2025)
- [FCA CF] Significant management (8 May 2024 to 30 May 2025)
CCLA INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119281
- CF28 Systems and controls (18 Jan 2012 to 15 Jan 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.