Daniel Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIL Pensions Management

    FRN 144345

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (14 Dec 2022 to 1 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 13 Nov 2009)
    • CF21 Investment Adviser (15 Dec 2004 to 31 Oct 2007)
    • CF27 Investment Management (18 May 2004 to 31 Oct 2007)
  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • CF30 Customer (1 Nov 2007 to 4 Feb 2009)
    • CF21 Investment Adviser (15 Dec 2004 to 31 Oct 2007)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF21 Investment Adviser (19 Jun 2002 to 19 Jun 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Jun 2002)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF21 Investment Adviser (19 Jun 2002 to 19 Jul 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Jun 2002)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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