Daniel Pottorff

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tristan Capital Partners LLP

    FRN 582604

    • [FCA CF] Client dealing (since 11 Feb 2021)
    • [FCA CF] Material risk taker (since 11 Feb 2021)
  • LaSalle Investment Management (no longer approved here)

    FRN 179466

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2020)
    • CF30 Customer (26 Jul 2018 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 12 Feb 2009)
    • CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Oct 2006 to 22 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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