Damon Lee Etheridge

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TSP Wealth LLP (no longer approved here)
FRN 781164
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Nov 2022)
- CF10 Compliance Oversight (1 Feb 2018 to 1 Feb 2019)
- CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
Liverpool Victoria Financial Advice Services Limited (no longer approved here)
FRN 186890
- CF17 Significant Mgt (Other Business Operations) (7 Jan 2004 to 3 Apr 2006)
Liverpool Victoria Financial Services Limited (no longer approved here)
FRN 110035
- CF17 Significant Mgt (Other Business Operations) (22 Jan 2003 to 3 Apr 2006)
Liverpool Victoria Life Company Limited (no longer approved here)
FRN 110423
- CF17 Significant Mgt (Other Business Operations) (22 Jan 2003 to 3 Apr 2006)
Liverpool Victoria Insurance Company Limited (no longer approved here)
FRN 202965
- CF17 Significant Mgt (Other Business Operations) (22 Jan 2003 to 3 Apr 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.