TSP Wealth LLP

• Principal Place of Business

  Ground Floor

  4 Tenterden Street

  London

  W1S 1TE

  UNITED KINGDOM

  Phone

  +442037589980

  Web

  https://www.tsp-wealth.com

• Complaints Contact

  Ground Floor

  4 Tenterden Street

  London

  W1S 1TE

  UNITED KINGDOM

  Phone

  +442037589980

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Howcroft

  IRN AXH00821

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 7 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 7 Jun 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Nov 2022)
  • SMF27 Partner (since 18 Nov 2022)
• Caroline Fraser

  IRN CXF00310

  • [FCA CF] Significant management (27 Jul 2023 to 28 Nov 2025)
• Damon Lee Etheridge

  IRN DLE01014

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Nov 2022)
  • CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Feb 2018 to 1 Feb 2019)
• Emma Rose Lundy

  IRN EXL00238

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 3 Dec 2024)
  • [FCA CF] Client dealing (since 3 Dec 2024)
• Geoff Pickles

  IRN GXP00429

  • Responsibility for MCD Intermediation (since 10 Sep 2025)
  • SMF16 Compliance Oversight (since 10 Sep 2025)
  • SMF27 Partner (since 10 Sep 2025)
• Rajeev Satija

  IRN RXS00142

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • SMF16 Compliance Oversight (9 Dec 2019 to 11 Sep 2025)
  • CF10 Compliance Oversight (1 Feb 2019 to 8 Dec 2019)
  • Responsibility for MCD Intermediation (1 Feb 2018 to 11 Sep 2025)
  • Responsible for Insurance Mediation (1 Feb 2018 to 30 Sep 2018)
  • CF4 Partner (1 Feb 2018 to 8 Dec 2019)
  • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
• Rakesh Satija

  IRN RXS00140

  • 11. Pension transfer specialist
  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (1 Feb 2018 to 8 Dec 2019)
  • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
• Robyn Yon

  IRN RXY00094

  • [FCA CF] Significant management (since 1 Dec 2025)

No changes recorded yet.