Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Houlihan Lokey UK Limited
FRN 792919
- [FCA CF] Client dealing (since 1 Apr 2024)
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- [FCA CF] Material risk taker (21 Oct 2020 to 30 Dec 2021)
- [FCA CF] Client dealing (16 Aug 2017 to 30 Dec 2021)
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- [FCA CF] Material risk taker (21 Oct 2020 to 30 Dec 2021)
- [FCA CF] Client dealing (11 Jan 2018 to 30 Dec 2021)
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- CF1 Director (AR) (24 Jun 2016 to 15 Dec 2016)
- CF30 Customer (24 Jun 2016 to 23 Jan 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.