Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Engage Mutual Funds Limited (no longer approved here)

    FRN 181487

    • (4)CF28 Systems and controls (13 Sep 2016 to 4 May 2017)
  • Family Assurance Friendly Society Limited (no longer approved here)

    FRN 110067

    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
  • Family Equity Plan Limited (no longer approved here)

    FRN 122351

    • CF28 Systems and controls (1 Nov 2007 to 4 May 2017)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
  • Family Investment Management Limited (no longer approved here)

    FRN 122394

    • CF28 Systems and controls (1 Nov 2007 to 4 May 2017)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (4)CF28 Systems and controls at Engage Mutual Funds Limited