Colin Tham

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Material risk taker (since 22 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Aug 2025)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 22 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Aug 2025)
  • Citibank Europe plc

    FRN 211646

    • [FCA CF] Material risk taker (since 22 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Aug 2025)
  • Citibank UK Limited

    FRN 805574

    • [PRA CF] Significant risk taker or Material risk taker (since 22 Aug 2025)
    • [FCA CF] Material risk taker (since 22 Aug 2025)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • [FCA CF] Manager of certification employee (4 Oct 2023 to 18 May 2025)
    • [FCA CF] Material risk taker (1 Nov 2021 to 18 May 2025)
  • J.P. MORGAN PERSONAL INVESTING LIMITED (no longer approved here)

    FRN 552016

    • [FCA CF] Material risk taker (23 Nov 2022 to 18 May 2025)
  • J.P. Morgan Mansart Management Limited (no longer approved here)

    FRN 586182

    • [FCA CF] Material risk taker (7 Sep 2022 to 18 May 2025)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • SMF5 Head of Internal Audit (20 Jan 2022 to 7 Mar 2025)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • SMF5 Head of Internal Audit (6 Nov 2020 to 7 Mar 2025)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • SMF5 Head of Internal Audit (6 Nov 2020 to 7 Mar 2025)
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Recent activity

Updates to this individual's record on the FCA register.

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