Colin Tham

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF5 Head of Internal Audit (6 Nov 2020 to 7 Mar 2025)
    • [FCA CF] Material risk taker (14 Jun 2017 to 23 Nov 2020)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • SMF5 Head of Internal Audit (6 Nov 2020 to 7 Mar 2025)
    • [FCA CF] Material risk taker (14 Jun 2017 to 23 Nov 2020)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF5 Head of Internal Audit (6 Nov 2020 to 7 Mar 2025)
    • [FCA CF] Material risk taker (14 Jun 2017 to 23 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

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