Colin Mark Kerr

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Whitelaw Wells Financial Planning Limited (no longer approved here)
FRN 543359
- Employed By (30 Mar 2011 to 31 Dec 2012)
Cairn Independent Limited (no longer approved here)
FRN 142665
- CF30 Customer (1 Nov 2007 to 22 Jun 2009)
- CF21 Investment Adviser (7 Aug 2007 to 31 Oct 2007)
Johnston Financial Limited (no longer approved here)
FRN 131706
- CF21 Investment Adviser (29 Jul 2004 to 30 Sep 2004)
- CF22 Investment Adviser (Trainee) (6 May 2003 to 29 Jul 2004)
Johnston Financial Ltd (no longer approved here)
FRN 230877
- Employed By (15 Jul 2004 to 30 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.