This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Whitelaw Wells Financial Planning Limited

Watch for changes

FRN: 543359
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

9 Ainslie Place

Edinburgh

Midlothian

EH3 6AT

UNITED KINGDOM

Phone

+4401312265822

Web

https://www.wwfinancialplanning.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Colin Mark Kerr
IRN CMK01034
- Employed By (30 Mar 2011 to 31 Dec 2012)
David Alexander Main
IRN DAM00001
- Employed By (22 Oct 2015 to 30 Sep 2017)
Iain Campbell
IRN IXC00011
- Employed By (28 Oct 2015 to 21 May 2021)
John Frank Stamford Pratt
IRN JFP01050
- Employed By (22 Oct 2015 to 4 Oct 2017)
Steven Oliver
IRN SXO19575
- Employed By (4 Dec 2019 to 10 Aug 2021)
Wai Kuen Nelson Yiu
IRN NXY01022
- Employed By (28 Oct 2015 to 21 May 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.