Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 8 Sep 2025)
    • [FCA CF] Client dealing (since 8 Sep 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 17 Apr 2026)
    • CF21 Investment Adviser (28 Jul 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jun 2003 to 28 Jul 2004)
    • Employed By (since 11 Nov 2009)
  • Magus Professional Partners LLP (no longer approved here)

    FRN 500360

    • (13)Employed By (7 May 2009 to 17 Apr 2026)

Recent activity

Updates to this individual's record on the FCA register.

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