Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AAB Wealth Limited
FRN 608548
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 8 Sep 2025)
- [FCA CF] Client dealing (since 8 Sep 2025)
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Magus Private Wealth Limited
FRN 191022
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 17 Apr 2026)
- CF21 Investment Adviser (28 Jul 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Jun 2003 to 28 Jul 2004)
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Wilder Coe Financial Planning LLP
FRN 506776
- Employed By (since 11 Nov 2009)
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- (13)Employed By (7 May 2009 to 17 Apr 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.