Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF5 Head of Internal Audit (17 Jan 2023 to 31 May 2023)
- SMF4 Chief Risk (5 Aug 2022 to 10 Jan 2023)
- [FCA CF] Significant management (9 Dec 2019 to 5 Aug 2022)
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- SMF5 Head of Internal Audit (10 Jan 2023 to 31 May 2023)
- SMF4 Chief Risk (5 Aug 2022 to 10 Jan 2023)
- [FCA CF] Significant management (10 Dec 2018 to 5 Aug 2022)
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- [FCA CF] Significant management (8 Nov 2021 to 31 May 2023)
- SMF3 Executive Director (9 Dec 2019 to 8 Nov 2021)
- CF1 Director (7 Jun 2018 to 8 Dec 2019)
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- [FCA CF] Significant management (9 Dec 2019 to 31 May 2023)
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- CF10 Compliance Oversight (1 Dec 2001 to 5 Apr 2002)
- CF1 Director (1 Dec 2001 to 1 Oct 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.