Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cofunds Limited (no longer approved here)

    FRN 194734

    • SMF5 Head of Internal Audit (17 Jan 2023 to 31 May 2023)
    • SMF4 Chief Risk (5 Aug 2022 to 10 Jan 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Aug 2022)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • SMF5 Head of Internal Audit (10 Jan 2023 to 31 May 2023)
    • SMF4 Chief Risk (5 Aug 2022 to 10 Jan 2023)
    • [FCA CF] Significant management (10 Dec 2018 to 5 Aug 2022)
  • Aegon Investments Limited (no longer approved here)

    FRN 788212

    • [FCA CF] Significant management (8 Nov 2021 to 31 May 2023)
    • SMF3 Executive Director (9 Dec 2019 to 8 Nov 2021)
    • CF1 Director (7 Jun 2018 to 8 Dec 2019)
  • AEGON INVESTMENT SOLUTIONS LTD. (no longer approved here)

    FRN 543123

    • [FCA CF] Significant management (9 Dec 2019 to 31 May 2023)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF10 Compliance Oversight (1 Dec 2001 to 5 Apr 2002)
    • CF1 Director (1 Dec 2001 to 1 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

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