Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Insurelink (East Anglia) Limited
FRN 306904
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
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ADVANCE UNDERWRITING LIMITED
FRN 308411
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (21 Oct 2015 to 30 Sep 2018)
- CF1 Director (21 Oct 2015 to 8 Dec 2019)
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Eastman Underwriting Agency Limited
FRN 310018
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
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Premium Finance Limited
FRN 722828
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF1 Director (19 May 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 May 2016 to 8 Dec 2019)
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- SMF3 Executive Director (18 Aug 2021 to 1 Apr 2025)
- [FCA CF] Proprietary trader (22 Oct 2020 to 23 Oct 2020)
- [FCA CF] CASS oversight function (22 Oct 2020 to 23 Oct 2020)
- [FCA CF] Client dealing (22 Oct 2020 to 23 Oct 2020)
- [FCA CF] Manager of certification employee (22 Oct 2020 to 23 Oct 2020)
- [FCA CF] Material risk taker (22 Oct 2020 to 23 Oct 2020)
- [FCA CF] Significant management (22 Oct 2020 to 23 Oct 2020)
- [PRA CF] Significant risk taker or Material risk taker (22 Oct 2020 to 23 Oct 2020)
- [PRA CF] Managing a material risk taker (22 Oct 2020 to 23 Oct 2020)
- [PRA CF] Key function holder (22 Oct 2020 to 23 Oct 2020)
- [FCA CF] Benchmark submission and administration (22 Oct 2020 to 23 Oct 2020)
- Director of firm who is not a certification employee or a SMF manager (8 Sep 2020 to 9 Sep 2020)
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- Employed By (9 Oct 2012 to 30 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
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