Bernard Maitland Ltd

Date authorised
3 August 2015
Companies House
09397947
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Director Generals House
    15 Rockstone Place
    Southampton
    Hampshire
    SO15 2EP
    UNITED KINGDOM
    Phone
    +4407491967288

  • Complaints Contact

    15 Rockstone Place
    Southampton
    SO15 2EP
    UNITED KINGDOM
    Phone
    +4407491967288

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ashley Dominic Gilroy

    IRN ADG01137

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (27 Jun 2018 to 30 Sep 2018)
    • CF1 Director (31 May 2018 to 8 Dec 2019)
  • Clive Victor Robinson

    IRN CVR01005

    • SMF3 Executive Director (18 Aug 2021 to 1 Apr 2025)
    • [PRA CF] Managing a material risk taker (22 Oct 2020 to 23 Oct 2020)
    • [PRA CF] Key function holder (22 Oct 2020 to 23 Oct 2020)
    • [PRA CF] Significant risk taker or Material risk taker (22 Oct 2020 to 23 Oct 2020)
    • [FCA CF] Benchmark submission and administration (22 Oct 2020 to 23 Oct 2020)
    • [FCA CF] CASS oversight function (22 Oct 2020 to 23 Oct 2020)
    • [FCA CF] Client dealing (22 Oct 2020 to 23 Oct 2020)
    • [FCA CF] Manager of certification employee (22 Oct 2020 to 23 Oct 2020)
    • [FCA CF] Material risk taker (22 Oct 2020 to 23 Oct 2020)
    • [FCA CF] Proprietary trader (22 Oct 2020 to 23 Oct 2020)
    • [FCA CF] Significant management (22 Oct 2020 to 23 Oct 2020)
    • Director of firm who is not a certification employee or a SMF manager (8 Sep 2020 to 9 Sep 2020)
  • Gaynor Michelle McAlister

    IRN GMM01118

    • CF1 Director (23 Jun 2017 to 1 Jun 2018)
  • Geza Paul Hajgato

    IRN GPH01075

    • CF1 Director (3 Aug 2015 to 2 Aug 2018)
    • Responsible for Insurance Mediation (3 Aug 2015 to 16 Jun 2017)
  • Julian David Paul Davies

    IRN JXD02166

    • CF1 Director (3 Aug 2015 to 1 Jun 2017)
  • Stephen John Fox

    IRN SJF01243

    • CF1 Director (3 Aug 2015 to 1 Jun 2017)
  • Stuart McAlister

    IRN SXM02407

    • CF1 Director (23 Jun 2017 to 6 Jun 2018)
    • Responsible for Insurance Mediation (23 Jun 2017 to 6 Jun 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.