ADVANCE UNDERWRITING LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Clive Victor Robinson
IRN CVR01005
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (21 Oct 2015 to 30 Sep 2018)
- CF1 Director (21 Oct 2015 to 8 Dec 2019)
Rodney Wilby Allen
IRN RWA01024
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
Roger Bowry
IRN RXB01661
- Responsible for Insurance Mediation (14 Jan 2005 to 17 Aug 2018)
- CF1 Director (14 Jan 2005 to 17 Aug 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)

Smaller firms operating under this firm's FCA authorisation.

Tanya Anne Richards-Pugh
FRN 785825 · Appointed 22 Jul 2020
Compass Agencies Limited (no longer appointed)
FRN 620120 · Appointed 28 Nov 2017 · Until 27 Feb 2025 · Tied agent

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.