Claire Jean Glennon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gresham House Asset Management Limited
FRN 682776
- [FCA CF] Client dealing (since 30 Aug 2023)
Schroders IS Limited (no longer approved here)
FRN 195028
- [FCA CF] Manager of certification employee (8 Jun 2022 to 23 Aug 2022)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- [FCA CF] Manager of certification employee (1 Mar 2022 to 30 Mar 2022)
- SMF3 Executive Director (19 Apr 2021 to 13 Jun 2023)
- [FCA CF] Client dealing (1 Oct 2020 to 29 Mar 2023)
- CF30 Customer (15 Nov 2013 to 8 Dec 2019)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- [FCA CF] Manager of certification employee (1 Oct 2020 to 23 Aug 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.