Christopher Mark Frederick Hawley

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

    FRN 607483

    • [FCA CF] Manager of certification employee (since 1 Jan 2026)
    • [FCA CF] Client dealing (since 1 Jan 2026)
  • N. M. ROTHSCHILD & SONS LIMITED

    FRN 124451

    • [FCA CF] Manager of certification employee (since 5 Jul 2021)
    • [FCA CF] Client dealing (since 31 Dec 2020)
    • CF30 Customer (21 Oct 2016 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2007)
  • Rothschild & Co Equity Markets Solutions Limited (no longer approved here)

    FRN 950811

    • (47)SMF1 Chief Executive (19 Apr 2024 to 24 Apr 2026)
    • (49)[FCA CF] Manager of certification employee (11 Apr 2022 to 24 Apr 2026)
    • (48)[FCA CF] Client dealing (11 Apr 2022 to 24 Apr 2026)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF1 Chief Executive at Rothschild & Co Equity Markets Solutions Limited

  2. controlled function removed: [FCA CF] Client dealing at Rothschild & Co Equity Markets Solutions Limited

  3. controlled function removed: [FCA CF] Manager of certification employee at Rothschild & Co Equity Markets Solutions Limited

  4. controlled function added: (47)SMF1 Chief Executive at Rothschild & Co Equity Markets Solutions Limited

  5. controlled function added: (48)[FCA CF] Client dealing at Rothschild & Co Equity Markets Solutions Limited

  6. controlled function added: (49)[FCA CF] Manager of certification employee at Rothschild & Co Equity Markets Solutions Limited