Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rothesay Life Plc
FRN 466067
- [FCA CF] Manager of certification employee (since 1 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 26 Mar 2024)
- [FCA CF] Significant management (since 26 Mar 2024)
- [FCA CF] Material risk taker (since 26 Mar 2024)
- [FCA CF] Client dealing (since 26 Mar 2024)
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- SMF3 Executive Director (9 Jan 2020 to 19 Dec 2023)
- CF1 Director (8 Dec 2019 to 8 Dec 2019)
- CF30 Customer (1 Jul 2019 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Jul 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2019)
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- CF30 Customer (28 Oct 2010 to 3 Sep 2012)
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- CF30 Customer (11 May 2009 to 1 Jun 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.