Christopher Gordon Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thomas Miller Investment Ltd. (no longer approved here)

    FRN 189829

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (28 Feb 2007 to 31 Oct 2007)
    • CF27 Investment Management (10 Aug 2006 to 31 Oct 2007)
    • CF1 Director (10 Aug 2006 to 8 Dec 2019)
  • NOBLE GROSSART LIMITED (no longer approved here)

    FRN 140851

    • CF1 Director (1 Dec 2001 to 18 Aug 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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