NOBLE GROSSART LIMITED

• Principal Place of Business

  48 Queen Street

  -

  Edinburgh

  Midlothian

  EH2 3NR

  UNITED KINGDOM

  Phone

  +441312267011

  Web

  https://www.noblegrossart.co.uk

• Complaints Contact

  48 Queen Street

  -

  Edinburgh

  Midlothian

  EH2 3NR

  UNITED KINGDOM

  Phone

  +441312267011

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Unable to carry on the MIFID investment service and activity of placing of financial instruments without a firm commitment basis
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Unable to carry on the MIFID investment service and activity of placing of financial instruments without a firm commitment basis
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Alan Roderick McInroy

  IRN ARM01143

  • CF2 Non Executive Director (1 Dec 2001 to 15 Sep 2005)
• Angus McFarlane McLeod Grossart

  IRN AMG01108

  • SMF3 Executive Director (9 Dec 2019 to 13 May 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Christopher Gordon Smith

  IRN CGS01017

  • CF21 Investment Adviser (1 Dec 2001 to 18 Aug 2006)
  • CF1 Director (1 Dec 2001 to 18 Aug 2006)
• Colin Robert Grier

  IRN CRG01041

  • CF30 Customer (1 Nov 2007 to 31 May 2017)
  • CF23 Corporate Finance Adviser (28 May 2007 to 31 Oct 2007)
• David Harraghy

  IRN DXH01358

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• David Ward

  IRN DXW01303

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Jul 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• John MacLaren Ogilvie Waddell

  IRN JMW01139

  • CF1 Director (18 Apr 2005 to 24 Jun 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2005)
• John McEwan Crerar Brown

  IRN EJB01058

  • CF2 Non Executive Director (29 Apr 2004 to 3 Jan 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2004)
  • CF1 Director (1 Dec 2001 to 29 Apr 2004)
• Peter Alastair McFadden

  IRN PXM20762

  • SMF3 Executive Director (since 9 Feb 2026)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (6 Nov 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Nov 2019 to 8 Dec 2019)
• Richard Guy Thomas Stenhouse

  IRN RGS01048

  • CF30 Customer (1 Nov 2007 to 28 Dec 2017)
  • CF1 Director (1 Dec 2001 to 28 Dec 2017)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.