Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kirk Lovegrove & Company Limited (no longer approved here)

    FRN 954326

    • Director of firm who is not a certification employee or a SMF manager (4 Mar 2022 to 13 May 2022)
  • NOBLE GROSSART LIMITED (no longer approved here)

    FRN 140851

    • SMF3 Executive Director (9 Dec 2019 to 13 May 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF2 Non Executive Director (1 Dec 2001 to 20 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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