Christopher David Stead McMullen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kuperstein Kapital Ltd
FRN 929167
- [FCA CF] Client dealing (since 29 Apr 2021)
- SMF1 Chief Executive (since 29 Apr 2021)
- SMF16 Compliance Oversight (since 29 Apr 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Apr 2021)
- Responsible for Insurance Distribution (since 29 Apr 2021)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (1 Nov 2007 to 26 Aug 2015)
- CF23 Corporate Finance Adviser (19 Oct 2005 to 31 Oct 2007)
GE Vernova Financial Services Limited (no longer approved here)
FRN 194522
- CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.