Kuperstein Kapital Ltd

Date authorised
29 April 2021
Companies House
12516167
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hanover Square Offices Ltd, 14 Hanover Square
    London
    Westminster
    W1S 1HN
    UNITED KINGDOM
    Phone
    +447469818632
    Web
    https://www.kuperstein.co.uk

  • Complaints Contact

    14 Hanover Square
    London
    W1S 1HN
    UNITED KINGDOM
    Phone
    +447469818632

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher David Stead McMullen

    IRN CDM01051

    • SMF16 Compliance Oversight (since 29 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Apr 2021)
    • [FCA CF] Client dealing (since 29 Apr 2021)
    • Responsible for Insurance Distribution (since 29 Apr 2021)
    • SMF1 Chief Executive (since 29 Apr 2021)
  • Edward Duncan Charles

    IRN EDC01006

    • SMF3 Executive Director (since 29 Apr 2021)
    • [FCA CF] Client dealing (since 29 Apr 2021)
    • SMF1 Chief Executive (since 29 Apr 2021)
  • John Patrick Quinlivan

    IRN JXQ01009

    • [FCA CF] Client dealing (since 12 Aug 2021)
  • Philippe Barbaroussis

    IRN PXB00384

    • [FCA CF] Client dealing (since 20 Aug 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.