Edward Duncan Charles

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kuperstein Kapital Ltd
FRN 929167
- SMF1 Chief Executive (since 29 Apr 2021)
- SMF3 Executive Director (since 29 Apr 2021)
- [FCA CF] Client dealing (since 29 Apr 2021)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF16 Significant Mgt (Desgntd Investment Business) (4 Aug 2003 to 29 Jul 2004)
- CF21 Investment Adviser (4 Aug 2003 to 7 Sep 2004)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF21 Investment Adviser (1 Dec 2001 to 23 May 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.