Christopher Charles Fincken

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Client dealing (since 17 Feb 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2022 to 18 Jun 2025)
    • [FCA CF] Client dealing (14 Jan 2022 to 18 Jun 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2022 to 18 Jun 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (7 Nov 2016 to 9 Dec 2021)
    • CF30 Customer (16 Sep 2015 to 6 Mar 2016)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (26 Mar 2012 to 10 Jun 2015)
  • Kinmont Limited (no longer approved here)

    FRN 188821

    • CF30 Customer (5 Aug 2008 to 30 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.