Kinmont Limited

Date authorised
1 April 2013
Companies House
03456766
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Clifford Street
    London
    W1S 2LG
    UNITED KINGDOM
    Phone
    +4402070879100
    Web
    https://www.kinmontadvisory.co.uk

  • Complaints Contact

    5 Clifford Street
    London
    W1S 2LG
    UNITED KINGDOM
    Phone
    +4402070879100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Stewart McIntyre

    IRN ASM01074

    • CF2 Non Executive Director (1 Dec 2001 to 20 Feb 2004)
  • Arthur James Gordon

    IRN AJG01235

    • [FCA CF] Client dealing (since 31 Mar 2021)
  • Christopher Charles Fincken

    IRN CCF01030

    • CF30 Customer (5 Aug 2008 to 30 Sep 2009)
  • Colin Rutherford

    IRN CXR01141

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 28 Feb 2003)
    • CF1 Director (1 Dec 2001 to 31 Oct 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 28 Feb 2003)
    • CF3 Chief Executive (1 Dec 2001 to 28 Feb 2003)
  • David Frederick Kaye

    IRN DFK01009

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 15 Nov 2002)
  • David John Morton

    IRN DJM01283

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 15 Nov 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Nov 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 15 Nov 2002)
    • CF1 Director (1 Dec 2001 to 15 Nov 2002)
  • Edward Francis Pugh

    IRN EFP01002

    • CF30 Customer (1 Nov 2007 to 14 Mar 2008)
    • CF23 Corporate Finance Adviser (21 Sep 2006 to 31 Oct 2007)
  • Fraser MacNaughton Shand

    IRN FMS01029

    • CF23 Corporate Finance Adviser (3 Mar 2003 to 31 Oct 2005)
  • Gavin Douglas Kelly

    IRN GDK01007

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Apr 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Apr 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (7 Mar 2003 to 31 Oct 2007)
    • CF3 Chief Executive (7 Mar 2003 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (21 Nov 2002 to 31 Oct 2007)
    • CF1 Director (21 Nov 2002 to 8 Dec 2019)
  • George Alexander Hodges

    IRN GXH01392

    • CF23 Corporate Finance Adviser (12 May 2006 to 31 Jul 2006)
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Recent activity

Updates to this firm's record on the FCA register.

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