Kinmont Limited

Date authorised
1 April 2013
Companies House
03456766
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Clifford Street
    London
    W1S 2LG
    UNITED KINGDOM
    Phone
    +4402070879100
    Web
    https://www.kinmontadvisory.co.uk

  • Complaints Contact

    5 Clifford Street
    London
    W1S 2LG
    UNITED KINGDOM
    Phone
    +4402070879100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Local

    IRN JCL01113

    • CF30 Customer (30 Sep 2009 to 31 Oct 2014)
  • John O'Malley

    IRN JXO01113

    • CF30 Customer (1 Nov 2007 to 25 Nov 2014)
    • CF23 Corporate Finance Adviser (12 Dec 2003 to 31 Oct 2007)
  • Jonathan Andrew Cooke

    IRN JAC01165

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (26 Feb 2004 to 31 Oct 2007)
  • Jonathan James Mark Olav Gray

    IRN JJG01033

    • CF30 Customer (16 Jul 2009 to 8 Dec 2019)
  • Mathew Richard Thackery

    IRN MRT01108

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • CF30 Customer (13 Jul 2010 to 8 Dec 2019)
  • Matthew James Stoate

    IRN MJS01473

    • CF30 Customer (1 Nov 2007 to 31 Oct 2014)
    • CF23 Corporate Finance Adviser (21 Jun 2007 to 31 Oct 2007)
  • Renata Maria O'Donnell

    IRN RMO01021

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF23 Corporate Finance Adviser (23 May 2006 to 31 Oct 2007)
  • Richard Edward Gwynne Vaughan

    IRN REV01005

    • CF30 Customer (15 Apr 2008 to 31 Aug 2010)
  • Steven McGregor Cowie

    IRN SMC01116

    • CF10 Compliance Oversight (21 Nov 2002 to 14 Apr 2003)
    • CF11 Money Laundering Reporting (21 Nov 2002 to 14 Apr 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.