Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (2)Employed By (since 23 Apr 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (3 Nov 2014 to 8 Dec 2019)
    • CF30 Customer (3 Nov 2014 to 8 Dec 2019)
    • CF1 Director (3 Nov 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Nov 2014 to 8 Dec 2019)
  • Kinmont Limited (no longer approved here)

    FRN 188821

    • CF30 Customer (1 Nov 2007 to 25 Nov 2014)
    • CF23 Corporate Finance Adviser (12 Dec 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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