Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (31 Aug 2023 to 13 Dec 2024)
- [FCA CF] Functions requiring qualifications (31 Aug 2023 to 13 Dec 2024)
- [FCA CF] Material risk taker (31 Aug 2023 to 13 Dec 2024)
-
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Apr 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Apr 2024)
- Responsibility for MCD Intermediation (12 Oct 2016 to 30 Mar 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (1 Dec 2001 to 30 Mar 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.