Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Feb 2026)
    • [FCA CF] Client dealing (since 18 Feb 2026)
  • Walker Wealth Management Limited (no longer approved here)

    FRN 624789

    • (4)Employed By (6 Oct 2023 to 31 Oct 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (2 Jun 2023 to 31 Oct 2025)
    • CF30 Customer (5 May 2023 to 31 Oct 2025)
  • Insurance & Financial Services Ltd (no longer approved here)

    FRN 437335

    • (2)Employed By (5 May 2023 to 31 Oct 2025)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Feb 2021)
    • CF30 Customer (11 Apr 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.