Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lumin Wealth Limited
FRN 775068
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 18 Feb 2026)
- [FCA CF] Client dealing (since 18 Feb 2026)
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- (4)Employed By (6 Oct 2023 to 31 Oct 2025)
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- Appointed representative dealing with clients for which they require qualification (2 Jun 2023 to 31 Oct 2025)
- CF30 Customer (5 May 2023 to 31 Oct 2025)
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- (2)Employed By (5 May 2023 to 31 Oct 2025)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Feb 2021)
- CF30 Customer (11 Apr 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.