Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TUTMAN FUND SOLUTIONS LIMITED (no longer approved here)

    FRN 122401

    • [FCA CF] Material risk taker (1 Oct 2024 to 30 Jun 2025)
    • [FCA CF] Manager of certification employee (3 Oct 2022 to 30 Jun 2025)
    • [FCA CF] Significant management (3 Oct 2022 to 30 Jun 2025)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Material risk taker (1 Oct 2024 to 1 Apr 2026)
    • [FCA CF] Significant management (3 Oct 2022 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (3 Oct 2022 to 1 Apr 2026)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • [FCA CF] Material risk taker (1 Oct 2024 to 8 Dec 2024)
    • [FCA CF] Manager of certification employee (3 Oct 2022 to 8 Dec 2024)
    • [FCA CF] Significant management (3 Oct 2022 to 8 Dec 2024)
  • Vanquis Bank Limited (no longer approved here)

    FRN 221156

    • [FCA CF] Material risk taker (15 Oct 2021 to 31 Aug 2022)
  • Cabot Credit Management Group Limited (no longer approved here)

    FRN 677910

    • CF11 Money Laundering Reporting (11 Mar 2016 to 22 Mar 2019)
    • CF29 Significant management (11 Mar 2016 to 22 Mar 2019)
  • Lockton Companies LLP (no longer approved here)

    FRN 523069

    • CF4 Partner (9 Dec 2010 to 31 Dec 2012)
    • CF29 Significant management (1 Nov 2010 to 31 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.