Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis Investment Managers UK Limited (no longer approved here)

    FRN 190258

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2025)
    • CF10 Compliance Oversight (3 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Apr 2017 to 8 Dec 2019)
  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 14 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.