Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2025)
- CF10 Compliance Oversight (3 Apr 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Apr 2017 to 8 Dec 2019)
-
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 14 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.