Charles Edward Johannes Nelson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bell Potter Securities (UK) Limited (no longer approved here)

    FRN 485226

    • CF30 Customer (13 Nov 2013 to 27 Feb 2015)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF1 Director (12 Jan 2009 to 21 Mar 2012)
    • CF30 Customer (1 Nov 2007 to 3 May 2013)
    • CF8 Apportionment and Oversight (23 May 2002 to 14 Apr 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • CF21 Investment Adviser (3 Aug 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.