Bell Potter Securities (UK) Limited

Date authorised
1 April 2013
Companies House
06166066
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Berkeley Street
    London
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +4402077342929
    Web
    https://www.bellpotter.com.au

  • Complaints Contact

    16 Berkeley Street
    London
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +4402077342929

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Annette Fielding

    IRN AXF01850

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Oct 2014 to 8 Dec 2019)
  • Brent Roderick Potts

    IRN BRP01036

    • CF1 Director (27 Jan 2009 to 1 Jul 2011)
  • Charles Edward Johannes Nelson

    IRN CEN01007

    • CF30 Customer (13 Nov 2013 to 27 Feb 2015)
  • Charlotte Rose Reid

    IRN CRW01112

    • CF30 Customer (12 Feb 2010 to 16 May 2014)
    • CF11 Money Laundering Reporting (12 Feb 2010 to 25 Sep 2012)
    • CF10 Compliance Oversight (12 Feb 2010 to 25 Sep 2012)
  • Colin Morton Bell

    IRN CMB01084

    • SMF3 Executive Director (9 Dec 2019 to 2 Oct 2021)
    • CF1 Director (27 Jul 2011 to 8 Dec 2019)
  • Dean Davenport

    IRN DXD00236

    • SMF3 Executive Director (since 4 Apr 2022)
  • Jamie Keith Campbell

    IRN JKC01045

    • CF30 Customer (5 Jul 2010 to 19 Oct 2012)
  • Julian Hewitt

    IRN JXH00881

    • [FCA CF] Client dealing (9 May 2022 to 6 Oct 2023)
  • Olivia Sheridan Hagglund

    IRN OXH00096

    • [FCA CF] Client dealing (since 19 Aug 2024)
  • Peter Geoffrey Moon

    IRN PGM01085

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (20 Jan 2011 to 8 Dec 2019)
    • CF30 Customer (20 Jan 2011 to 8 Dec 2019)
    • CF1 Director (20 Jan 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Jan 2011 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.