Bell Potter Securities (UK) Limited

Date authorised
1 April 2013
Companies House
06166066
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Berkeley Street
    London
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +4402077342929
    Web
    https://www.bellpotter.com.au

  • Complaints Contact

    16 Berkeley Street
    London
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +4402077342929

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Beard

    IRN PXB01314

    • CF3 Chief Executive (9 Jun 2011 to 15 Mar 2019)
    • CF30 Customer (27 Jan 2009 to 15 Mar 2019)
  • Robert Justin Manley-Cooper

    IRN RJM01202

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Aug 2025)
    • CF30 Customer (1 Apr 2009 to 8 Dec 2019)
  • Thomas David Cumming

    IRN TDC01012

    • CF10 Compliance Oversight (27 Jan 2009 to 18 Apr 2019)
    • CF11 Money Laundering Reporting (27 Jan 2009 to 18 Apr 2019)
    • CF3 Chief Executive (27 Jan 2009 to 31 May 2011)
    • CF30 Customer (27 Jan 2009 to 18 Apr 2019)
    • CF1 Director (27 Jan 2009 to 31 May 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.