Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Execution Services Limited (no longer approved here)

    FRN 786625

    • Employed By (17 Jan 2020 to 2 Dec 2020)
  • Barclays Insurance Services Company Limited (no longer approved here)

    FRN 312078

    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Dec 2019)
    • CF1 Director (18 Jul 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Jul 2016 to 30 Sep 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (1 Nov 2007 to 11 May 2009)
    • CF14 Risk Assessment (27 Feb 2006 to 29 Jun 2007)
    • CF17 Significant Mgt (Other Business Operations) (27 Feb 2006 to 31 Oct 2007)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF29 Significant management (1 Nov 2007 to 11 May 2009)
    • CF17 Significant Mgt (Other Business Operations) (29 Jun 2007 to 31 Oct 2007)
    • CF14 Risk Assessment (27 Feb 2006 to 29 Jun 2007)
  • Vitality Health Limited (no longer approved here)

    FRN 400057

    • Responsible for Insurance Mediation (14 Jan 2005 to 11 Mar 2005)
    • CF1 Director (17 Sep 2004 to 11 Mar 2005)
    • CF8 Apportionment and Oversight (17 Sep 2004 to 11 Mar 2005)
    • CF3 Chief Executive (17 Sep 2004 to 11 Mar 2005)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF16 Significant Mgt (Desgntd Investment Business) (24 Sep 2002 to 31 Dec 2003)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • CF16 Significant Mgt (Desgntd Investment Business) (24 Sep 2002 to 31 Dec 2003)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF16 Significant Mgt (Desgntd Investment Business) (24 Sep 2002 to 31 Dec 2003)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF16 Significant Mgt (Desgntd Investment Business) (24 Sep 2002 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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