Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 5 Mar 2025)
    • SMF3 Executive Director (since 7 Aug 2024)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 May 2013 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 9 Dec 2011)
    • CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 9 Dec 2011)
    • CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (11 Jul 2006 to 17 Apr 2007)
    • CF22 Investment Adviser (Trainee) (23 Jul 2004 to 14 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.