Carl Niclas Gabran

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ventiga Capital Partners LLP

    FRN 711241

    • [FCA CF] Client dealing (since 3 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (12 Jan 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Jan 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Jan 2016 to 8 Dec 2019)
    • CF4 Partner (12 Jan 2016 to 8 Dec 2019)
  • Ventiga Capital Partners LLP (no longer approved here)

    FRN 690686

    • Employed By (3 Jun 2015 to 8 Dec 2019)
  • TOWERBROOK CAPITAL PARTNERS (U.K.) LLP (no longer approved here)

    FRN 416020

    • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
    • CF21 Investment Adviser (30 Mar 2005 to 31 Oct 2007)
    • CF4 Partner (30 Mar 2005 to 1 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.